AF S.E.R.B. Colonels Class Action

FY94 SELECTIVE EARLY RETIREMENT BOARD
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DEFENDANT’S PROPOSED FINDINGS OF UNCONTROVERTED FACT





IN THE UNITED STATES COURT OF FEDERAL CLAIMS



RONALD ALVIN, et al,

Plaintiffs,

V.

THE UNITED STATES,

Defendant.

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No. 99-1011 C
(Judge Wiese)


DEFENDANT’S PROPOSED FINDINGS OF UNCONTROVERTED FACT


Pursuant to Rule 56(d)(1) of the Rules of the Court of Federal Claims, defendant, the United States, respectfully submits the following proposed findings of uncontroverted fact in support of our contemporaneously-filed motion for summary judgment.
  1. In May 1993, based upon congressionally mandated reductions in the manpower levels of the Armed Forces, see, e.g., 10 U.S.C. § 115 (historical and statutory notes), the United States Air Force convened the Fiscal Year 1994 Colonel (O-6) Selective Early Retirement Board (“FY94 O-6 SERB” or “SERB”). Def. Ex. 1 at p.1. 1

  2. The purpose of the FY94 O-6 SERB was to select for mandatory early retirement colonels in the 1966 and 1968 year groups — i.e., colonels who began serving on active duty as officers in either 1966 or 1968. See id.

  3. The Secretary of the Air Force issued a memorandum of instructions (“MOI”) to the SERB members which provided guidance for the selection process. See Def. Ex. 1.

  4. The MOI for the FY94 O-6 SERB stated, in pertinent part:
    You will use the best qualified method of selection. . . .

    You [the SERB members] must act in the best interest of the Air Force and not any particular command, specialty or group. . . .

    You will use the whole person concept to assess each officer’s relative potential to continue productive service on active duty. This requires careful review to assess such factors as job performance, professional qualities, leadership, depth and breadth of experience, job responsibility, academic and professional military education, and specific achievements. . . .

    * * *
    Your evaluation of minority and women officers must clearly afford them fair and equitable consideration. Equal opportunity for all officers is an essential element of our selection system. In your evaluation of the records of minorities and women, you should be particularly sensitive to the possibility that past individual and societal attitudes, and in some instances utilization policies or practices, may have placed these officers at a disadvantage from a total career perspective. The board shall prepare for review by the Secretary and the Chief of Staff, a report of minority and female officer selections as compared to the selection rates for all officers considered by the board.
    * * *
    Each of you . . . is responsible to maintain the integrity and independence of this selection board, and to foster the careful consideration, without prejudice or partiality, of all eligible officers. . . .
    * * *
    . . . You are to base your recommendations on the material in each officer’s military record, any information I have provided to the board . . . , and any information about his or her own record communicated to you by individual eligible officers. . . .
    * * *
    If at any time you believe that you cannot in good conscience perform your duties as members of the board without prejudice or partiality, you have a duty to request relief by me from this duty. I will honor any such request. . . .
    Id. at pp.1-5.

  5. The MOI centers around four primary themes: (1) officers are to be judged upon their entire record with primary emphasis upon job performance (the “whole person concept”), to determine which officers are best qualified; (2) officers are to be judged only upon their records, and not upon any extraneous information or considerations; (3) every officer is to be given equal consideration and to be judged fairly and equitably, without prejudice or partiality of any kind; and (4) SERB members must exercise their independent judgment and discretion in selecting the best qualified officers who are fully qualified for retention. See id.

  6. The MOI requires SERB members to treat all officers equally, “without prejudice or partiality” of any kind. See id. at 3.

  7. The FY94 O-6 SERB members prepared two board reports — one each for the 1966 and 1968 year groups — which appear at exhibits two and three respectively to our motion for summary judgment.

Footnotes:

1 Citations to "Def. Ex. __" refer to the exhibits appended to defendant's motion for summary judgment.


OF COUNSEL:

JEH C. JOHNSON
General Counsel
Department of the Air Force

MAJOR JENNIFER GRIMM
Office of the Judge Advocate General
United States Air Force

Respectfully submitted,

DAVID W. OGDEN
Assistant Attorney General

DAVID M. COHEN
Director



JAMES M. KINSELLA
Deputy Director



LEE J. FREEDMAN
Trial Attorney
Commercial Litigation Branch
Civil Division
Department of Justice
1100 L Street, N.W.
Washington, D.C. 20530
Tele: (202) 305-7562
Fax: (202) 305-7643
Attorneys for Defendant


October 17, 2000

Attorneys for Defendant






CERTIFICATE OF SERVICE

I hereby certify under penalty of perjury, that on October 17, 2000, by means of

x United States First Class Mail
_ Facsimile
_ Overnight Mail
x Electronic Mail
_ Hand Delivery
copies of the foregoing document were served upon the following person(s):

Barry P. Steinberg, Esq.
1101 Connecticut Avenue, NW
Suite 1000
Washington, DC 20036-4374










Links:

Updates Intro Page Complaint --- Feedback
Instructions Motion to Certify Motion to Stay 6/7/00 Reply 10/17/00 Motion
Def's Uncon. Fact 12/20/00 Reply 1/29/01 Reply Memorandum ---


AF COLS SERB Intro --- Updated: 11/21/03
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