AF RIF Class Action

FY93 REDUCTION-IN-FORCE BOARD
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Plaintiffs-Appellants Appeal Reply Brief






01-5057
IN THE UNITED STATES COURT OF APPEALS FOR THE FEDERAL CIRCUIT


RONALD F. BERKLEY, ET AL.,

Plaintiffs-Appellants,

v.

THE UNITED STATES OF AMERICA,

Defendant-Appellee.


APPEAL FROM A JUDGMENT OF THE UNITED STATES
COURT OF FEDERAL CLAIMS IN 98-943C ENTERED
DECEMBER 19, 2000,
JUDGE MARIAN BLANK HORN.

REPLY OF THE PLAINTIFFS-APPELLANTS,
RONALD F. BERKLEY, ET AL.

July 30, 2001

OF COUNSEL:

WILLIAM A. AILEO
RR 1, Box 22C
Springville, PA 18844
(570) 278-9703

BARRY P. STEINBERG
1101 Connecticut Avenue, NW
Suite 1000
Washington, DC 20036-4374
(202) 828-2400
Attorney for Plaintiffs-Appellants





TABLE OF CONTENTS

TABLE_OF_AUTHORITIES . . . . . ii
1. Summary of Reply . . . . . 1
THE AIR FORCE MISCONSTRUES RACIAL CLASSIFICATIONS . . . . . 4
AS A RESULT OF ADARAND THE CROSON ANALYSIS APPLIES TO ALL FEDERAL RACE BASED MEASURES . . . . . 9
THE FY93 RIF BOARD MOI IS NOT RACE AND GENDER NEUTRAL . . . . . 9
PLAINTIFFS ARE ENTITLED TO JUDGMENT ON THE ADMINISTRATIVE RECORD . . . . . 12
CONCLUSION . . . . . 15






TABLE OF AUTHORITIES

CASES

Adarand Constructors, Inc. v. Pena, 515 U.S. 200 (1995) 4-7, 9, 15
Adarand Constructors, Inc. v. Slater, 120 S. Ct. 722 (2000) 5
Allen v. Alabama State Board of Education, 164 F.3d 1347 (11th Cir. 1999) 10-12
Goldman v. Weinberger, 475 U.S. 503 (1986) 2, 3
Hayden v. County of Nassau, 180 F.3d 42 (2d Cir. 1999) 10
Holly v. United States, 124 F.3d 1462 (Fed. Cir. 1997) 2, 3
Lutheran Church-Missouri Synod v. FCC, 141 F.3d 344 (D.C. Cir. 1998) 7, 8
Lutheran Church-Missouri Synod v. FCC, 154 F.3d 487 (D.C. Cir. 1998) 6, 7, 9
Metro Broadcasting, Inc. v. Federal Communications Comm’n, 497 U.S. 547 (1990) 9
Monterey Mechanical Co. v. Wilson, 125 F.3d 702 (9th Cir. 1997) 15
Monterey Mechanical Co. v. Wilson, 138 F.3d 1270 (9th Cir. 1998) 15
Richmond v. J.A. Croson Company, 488 U.S. 469 (1989) 5, 9
Wessmann v. Gittens, 160 F.3d 790 (1st Cir. 1998) 5
Woodward v. United States, 871 F.2d 1068 (Fed. Cir. 1989) 2
Wygant v. Jackson Board of Education, 476 U.S. 267 (1986) 12-14






IN THE UNITED STATES COURT OF FEDERAL CLAIMS



RONALD F. BERKLEY, et al,

PLAINTIFFS,

V.

THE UNITED STATES OF AMERICA

DEFENDANT.

}
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No. 98-943C

(Judge Horn)


PLAINTIFFS' REPLY TO DEFENDANT’S OPPOSITION TO PLAINTIFFS’ MOTION
FOR JUDGMENT UPON THE ADMINISTRATIVE RECORD


Plaintiffs have filed a motion for judgment on the administrative record asserting that requiring the use of express race and gender conscious procedures by a military selection board designating individual officers for career termination cannot satisfy the applicable standard of judicial review: strict scrutiny. The Air Force now concedes the Memorandum of Instructions (“MOI”) to the Fiscal Year 1993 Reduction in Force Board (“FY93 RIF Board”) were indeed race and gender conscious, but the defendant has filed an opposition to that motion. In further compliance with the Court’s January 27, 2000 order, plaintiffs hereby reply to defendant’s opposition. Plaintiffs primarily rely upon the discussion of the issues set forth in the brief accompanying our motion and, in the interest of brevity, here only address those matters warranting additional comment.

The Judiciary Owes the Air Force No Deference in
the Interpretation of Constitutional Law

In their opposition the Air Force continues to assert that this Court’s review of compliance with Constitutional standards in this case concerns “military decisions” to which judicial deference is applicable. Defendant’s Reply to Plaintiffs’ Opposition to Defendant’s Motion for Judgment upon the Administrative Record and Opposition to Plaintiffs’ Motion for Judgment upon the Administrative Record at page 1 footnote 1 (hereinafter “Defendant’s Opposition”). Such a representation of the applicable case law, although not new, is unworthy of defendant. As the United States Court of Appeals for the Federal Circuit has observed

The government again argues that this issue is not subject to review in the Court of Federal Claims, now stressing the special deference that is given to decisions of military officials in managing the armed forces. In Goldman v. Weinberger, 475 U.S. 503, 89 L. Ed. 2d 478, 106 S. Ct. 1310 (1986), the Supreme Court discussed the basis of deferential constitutional review of discretionary acts of military officials, observing that "the military must insist upon a respect for duty and discipline without counterpart in civilian life." Id. at 507 (quoting Schlesinger v. Councilman, 420 U.S. 738, 757, 43 L. Ed. 2d 591, 95 S. Ct. 1300 (1975)).

Our concern, however, is not for the correctness of the Army's decision to separate Mr. Holley based on his infractions; our concern is solely whether the decision to do so without a full hearing before a board of inquiry violated any statute, regulation, or the fundamental due process that the Constitution provides to all persons. The issue of discharge procedure is not one of achieving legitimate military ends, Goldman, 475 U.S. at 506, but a matter of compliance with law. Review of compliance with statute, regulation, and the Constitution is the judicial responsibility. Cf. Padula v. Webster, 822 F.2d at 101 (discretionary act of agency in employment action is subject to constitutional review). Indeed, when a constitutional challenge is raised to the implementation of statute or regulation, denial of judicial review of the challenged provisions would itself raise a "serious constitutional question." Salfi, 422 U.S. at 762.

Holly v. United States, 124 F.3d 1462, 1467-68 (Fed. Cir. 1997)(emphasis added).

Neither case cited by the Air Force supports judicial deference to this challenge: Woodward v. United States, 871 F.2d 1068 (Fed. Cir. 1989), dealt with a Navy policy excluding homosexuals. The court concluded that status as a homosexual did not make an individual a member of a class to which heightened scrutiny must be afforded. Accordingly, the judicial standard for review of the challenged policy was whether it was rationally related to a permissible governmental end. In the course of applying that standard, the Court appropriately gave serious consideration to military judgments concerning the impact of the presence of homosexuals on good order and discipline.

In Goldman v. Weinberger, 475 U.S. 503 (1986), the Supreme Court upheld a Court of Appeals decision setting aside an injunction against a military policy precluding the wearing of any headgear, including a yarmulke, indoors. The Court considered the military’s evaluation of its need for uniform standards in the course of determining whether this incidental restriction on religiously motivated conduct was appropriate.

In both these cases the courts confronted military policies that were arguably pursued to enhance readiness but which incidently affected constitutional rights. In both these cases the courts had fully developed records articulating military judgments. They are distinguishable from this case for at least those two critical reasons: This case concerns the constitutionality of procedures terminating military careers not military readiness policies (see discussion of Holly v. United States, 124 F.3d 1462 (Fed. Cir. 1997), supra). Second, even if some military readiness issue were relevant to this matter defendant has not provided the Court with a record from which to consider it. The defendant forcefully and successfully argued against any supplementation of the record in this case for the purpose of the pending motions. All that is before this Court is simply directions to a military board encumbered with race and gender conscious procedures. Defendant can hardly suggest it is appropriate for the Court to presume both the nature of the judgments that lead to these procedures and the military needs requiring them and to then defer to its speculation on those judgments. If this Court is to uphold defendant’s use of race and gender conscious selection board proceedings strict scrutiny, not deference, would be the standard to be applied.

The Air Force Misconstrues Racial Classifications

In our motion we set forth three express race and three express gender based measures required by the instructions given the FY93 RIF Board. As to two of the express race and two express gender based measures the Air Force now concedes the language of the instructions is indeed “race and gender conscious.” 1 AR 2-3. Defendant concedes the first two are indeed race conscious but clings to the argument the third is simply a ministerial statistical tasking. Defendant’s Opposition at 3-5. Defendant’s Opposition at 3-4. Nevertheless, defendant insists that these race and gender conscious instructions to a selection board are no more than “the mere mention of minorities and women” and not race or gender classifications for purposes of ascertaining the standard of judicial review. Defendant’s Opposition at 2. Defendant appears to have reached this conclusion through a narrow reading of the holding of Adarand Constructors, Inc. v. Pena, 515 U.S. 200 (1995). In particular, defendant attempts to turn the word “classification” into a severe limitation on matters to which strict scrutiny applies and rejects plaintiffs’ assertion that this term is not a term of art but the equivalent of other terminology such as “race based measures.” In the course of this analysis defendant questions plaintiffs’ use of the phrase “race-based measures” pointing out that the Adarand decision only used the phrase in reference to Richmond v. J.A. Croson Co., 488 U.S. 469 (1989). Defendant’s opposition at 7-8. Defendant, however, has ignored the Supreme Court’s own very recent (January 12, 2000) use of that phrase to describe its Adarand holding:

Because DOT's [the Department of Transportation’s] use of race-based measures should have been subjected to strict scrutiny, we reversed and remanded for the application of that standard. Adarand Constructors, Inc. v. Pena, 515 U.S. 200, 237-239, 132 L. Ed. 2d 158, 115 S. Ct. 2097 (1995)
Adarand Constructors, Inc. v. Slater, 120 S. Ct. 722, 724; 145 L. Ed 2d 650, 655 (2000)(per curiam)(emphasis added). Defendant’s attempt to add narrow technical meaning to the word “classification” is unjustified. 2 Wessmann v. Gittens, 160 F.3d 790, 794 (1st Cir. 1998). There is no indication that the Supreme Court used “classification” for other than its common meaning, “the act or process of classifying.” 3 Merriam-Webster’s Collegiate Dictionary. Moreover, “classification” is not the only word which the court used to relate the circumstances which warrant strict scrutiny. Within the Adarand majority decision, in addition to “race-based measure,” other phrasing such as “based upon race” is also used and not just juxtaposed with “classification” but rather also in conjunction with “action,” “treatment,” and “disposition.” For example:
When race-based action is necessary to further a compelling interest, such action is within constitutional constraints if it satisfies the "narrow tailoring" test this Court has set out in previous cases.
Adarand Constructors, Inc., 515 U.S., at 237 (emphasis added). Indeed, when the Court summarized the strict scrutiny standard it clearly used the terms “classifications” and “measures” interchangeably:
In other words, such classifications are constitutional only if they are narrowly tailored measures that further compelling governmental interests. To the extent that Metro Broadcasting is inconsistent with that holding, it is overruled.
Adarand Constructors, Inc., 515 U.S., at 227 (emphasis added). Defendant’s citation to Lutheran Church-Missouri Synod v. FCC, 154 F.3d 487 (D.C. Cir. 1998) for support of the assertion the MOI’s race and gender conscious procedures are not classifications is unavailing. Defendant’s Opposition at 2-3. The opinions rendered in the course of the adjudication of the Lutheran Church matter do not support defendant. The Lutheran Church decisions dealt with Equal Protection challenges to Federal Communications Commission (“FCC”) race conscious affirmative action regulations. The FCC pursued the Lutheran Church Missouri Synod for failing to comply with those regulations. The United States Court of Appeals for the District of Columbia Circuit held those regulations unconstitutional. Lutheran Church-Missouri Synod v. FCC, 141 F.3d 344 (D.C. Cir. 1998). The FCC and Department of Justice sought rehearing of that decision which was denied and, as we noted in our motion, in the course of denying that request the court of appeals held:
... the degree to which the regulations require, oblige, pressure, induce, or even encourage the hiring of particular races is not the logical determinant of whether the regulation calls for a racial classification. In Adarand, the challenged regulations did not require or obligate would-be contractors to grant a preference to minority subcontractors. Adarand Constructors, Inc. v. Pena, 515 U.S. 200, 132 L. Ed. 2d 158, 115 S. Ct. 2097 (1995). Rather, the regulations provided a financial incentive to bidding contractors to grant such a preference--an incentive that contractors were free (at their economic peril) to disregard. Id. at 205-08. Nonetheless, the Supreme Court treated the regulations as a racial classification, and did not even pause to consider the suggestion that the absence of a compelled racial preference makes strict scrutiny inapposite.
Lutheran Church-Missouri Synod v. FCC, 154 F.3d 487, 491-92 (D.C. Cir. 1998). Race and gender are irrelevant to decision making. This is hardly a novel interpretation of Constitutional law. In fact, that position was obviously accepted by the government in the initial Lutheran Church-Missouri Synod proceeding. That decision states:
....Though the Supreme Court did not initially apply strict scrutiny to federal "affirmative action" programs, see Metro Broadcasting, Inc. v. FCC, 497 U.S. 547, 111 L. Ed. 2d 445, 110 S. Ct. 2997 (1990), it recently reversed itself to hold that strict scrutiny applies whether or not the government's motivation to aid minorities can be thought "benign." Adarand, 515 U.S. at 227. The Commission and DOJ, however, argue that Adarand does not go so far as it appears. The Commission insists that Adarand reaches only race-conscious "hiring decisions." Taking a slightly different approach, the Justice Department urges that it only applies to race-conscious "decision-making." But both say that because the EEO regulations stop short of establishing preferences, quotas, or set-a-sides, rational basis is the appropriate standard.

We rather doubt that restricting Adarand to race-based "decision-making" -- as DOJ would have us do -- would save these regulations from strict scrutiny. They affect all kinds of employment decisions. For example, when deciding how to fill job vacancies, the regulations require a station to choose minority-specific referral sources. 47 C.F.R. § 73.2080(c)(2). Likewise, an employer must conduct a formal analysis of its success in recruiting women and minorities and make decisions about its selection techniques and tests accordingly. 47 C.F.R. § 73.2080(c)(5). The Justice Department surely cannot be taking the position that these are not decisions, but must be joining the Commission in claiming that these sorts of decisions are just too insignificant to count. Under Title VII, courts have distinguished between "preliminary" and "ultimate" employment decisions. See, e.g., Page v. Bolger, 645 F.2d 227, 233 (4th Cir. 1981) (en banc) (holding that section 717, which forbids the government from discriminating in "personnel actions," does not apply to decisions with no immediate effect on employment.) Even if we thought that some of the requirements of §73.2080(c) -- those which could be described as outreach efforts -- had no real or immediate effect on employment, we are not sure that we would accept the government's premise. While there is a textual basis under Title VII for drawing such a line, the Equal Protection Clause would not seem to admit a de minimis exception.

Lutheran Church-Missouri Synod v. FCC, 141 F.3d 344, 351 (D.C. Cir. 1998) (emphasis added). The conduct of the FY93 RIF Board deals with immediate, up-close and personal “decision-making,” not collateral “outreach efforts.” It concerns express race and gender conscious procedures in the termination of careers. The Lutheran Church decisions offer no support for the proposition that such express race and gender conscious procedures escape strict scrutiny. Moreover, Lutheran Church is also very instructive in regard to defendant’s misuse of statistical analysis:
If a non-discriminatory hiring policy would necessarily yield a workforce with a racial composition that matches that of the Metropolitan Statistical Area, then it might be argued that requiring employers to examine the racial composition of their workforces is simply an anti-discrimination enforcement technique that does not implicate racial preferences. However, not only has the Commission provided no support for this proposition, but as we said in our opinion, the Commission has in fact disavowed it, saying that “we do not believe that fair employment practices will necessarily result in the employment of any minority group in direct proportion to its numbers in the community.” Lutheran Church-Missouri Synod, 141 F.3d at 352.
Lutheran Church-Missouri Synod v. FCC, 154 F.3d 487, 492 fn 7 (D.C. Cir. 1998).

As a Result of Adarand the Croson Analysis Applies to All Federal Race Based Measures

Defendant disagrees with plaintiffs’ citation to Richmond v. J.A. Croson Co., 488 U.S. 469 (1989) asserting “... the Supreme Court in Adarand did not adopt the Croson ‘race-based measure’ standard.” Defendant’s Opposition at 8. Defendant is wrong. In Adarand the Supreme Court made clear that the strict scrutiny standard applied in Croson to a city was equally applicable to federal entities and reversed the contrary holding of Metro Broadcasting, Inc. v. Federal Communications Comm’n, 497 U.S. 547 (1990). It does violence to logic to suggest that Adarand was creating a new standard for Equal Protection analysis of actions by federal entities when the major focus of that decision was the fundamental requirement for a single judicial standard for such analysis regardless of the sovereign involved:

But in this case, as we have explained, we do not face a precedent of that kind [one to which the principles behind stare decisis were important], because Metro Broadcasting itself departed from our prior cases -- and did so quite recently. By refusing to follow Metro Broadcasting, then, we do not depart from the fabric of the law; we restore it.
Adarand Constructors, Inc. v. Pena, 515 U.S. 200, 233-234 (1995). Adarand did not create a new standard, it removed exceptions to the application of an existing standard to the federal government.

The FY93 RIF Board MOI is Not Race and Gender Neutral

Plaintiffs reassert that the precedents cited by defendant actually support plaintiffs’ position that the instructions to the FY93 RIF Board contain express race and gender classifications. Among these cases are Hayden v. County of Nassau, 180 F.3d 42 (2nd Cir. 1999) and Allen v. Alabama State Board of Education, 164 F.3d 1347 (11th Cir. 1999) in which employment examinations were at issue. Defendant notes “....plaintiffs appear to suggest the examinations in Allen and Hayden were facially neutral because they did not expressly refer to race or gender.” Defendant’s Opposition at 12-13. Well, yes, that is what plaintiffs assert, and it is what Hayden, for example, determined:

To state a claim for an equal protection violation, appellants must allege that a government actor intentionally discriminated against them on the basis of race, national origin or gender. Such intentional discrimination can be demonstrated in several ways. First, a law or policy is discriminatory on its face if it expressly classifies persons on the basis of race or gender. See Adarand Constructors, Inc. v. Pena, 515 U.S. 200, 213, 227-29, 115 S. Ct. 2097, 2105, 2112-14, 132 L. Ed. 2d 158 (1995). In addition, a law which is facially neutral violates equal protection if it is applied in a discriminatory fashion. See Yick Wo v. Hopkins, 118 U.S. 356, 373-74, 6 S. Ct. 1064, 1072-73, 30 L. Ed. 220 (1886). Lastly, a facially neutral statute violates equal protection if it was motivated by discriminatory animus and its application results in a discriminatory effect. See Village of Arlington Heights v. Metropolitan Housing Dev. Corp., 429 U.S. 252, 264-65, 97 S. Ct. 555, 563, 50 L. Ed. 2d 450 (1977).

The sole allegation set forth in appellants' complaint as to their Equal Protection claim is that "by designing, administering and scoring the Exam in a race-conscious way, with the intent of solely or primarily benefitting one racial group to the detriment of other racial or ethnic groups, Defendants have violated . . . the equal protection of the law guaranteed by the Fourteenth Amendment . . . . " In the briefs submitted to this Court, appellants further argue that this allegation should be construed as a facial classification which expressly distinguishes between applicants on the basis of race. Appellants reason that since Nassau County designed the 1994 exam with racial factors in mind (i.e., with the intent to diminish the adverse effects suffered by minority applicants), Nassau County has expressly treated applicants differently because of their race. Accordingly, they argue a strict scrutiny standard of review should be applied.

We find this argument wholly without merit. A statute or policy utilizes a "racial classification" when, on its face, it explicitly distinguishes between people on the basis of some protected category.

Hayden v. County of Nassau, 180 F.3d 42, 47 (2nd Cir. 1999) (emphasis added) (heading omitted).

Allen, a case concerning a challenge to a consent decree, does not discuss facial challenges, however, it holds:

.... In Ensley Branch, we held that race-conscious hiring provisions contained in certain consent decrees were not narrowly tailored to a compelling state interest. We emphasized that instead of enforcing these racial preferences, the district court should have required the defendant to follow "the single most important race-neutral alternative" in the decree: "the requirement that the Board develop and put in place non-discriminatory selection procedures...." Ensley Branch [v. Seibels], 31 F.3d [1548] at 1571. ...
***
Ensley Branch envisions a process whereby governmental employers must be conscious of race in developing job selection procedures, ensuring that neutral selection procedures do not in fact result in a discriminatory impact on African-American candidates. Our holding in Ensley Branch that the Equal Protection Clause does not forbid consent decree provisions that require governmental entities to take race into account in formulating non-discriminatory selection procedures applies equally here.
Allen v. Alabama State Board of Education, 164 F.3d 1347, 1353 (11th Cir. 1999) (emphasis added). Defendant refuses to acknowledge the difference between the process of creating neutral procedures and the application of such procedures. Neither Allen nor Hayden in any way suggest that race-conscious selection procedures avoid strict scrutiny. The proposition of such cases is simply that the effectiveness of proposed purportedly neutral procedures can be tested through race or gender conscious procedure evaluations. They do not support race and gender conscious evaluations of individuals. Defendant argues Allen “is directly applicable to this case” and that the “... Allen defendants were race conscious in developing their examination, just as the MOI’s language demonstrates the Air Force was race and gender conscious in developing its MOI.” Defendant’s Opposition at 13. Indeed this may be partially true. While the Allen defendants produced race neutral procedures, 4 the Air Force produced an MOI with explicit race and gender based measures which ordered race and gender based actions by selection board members. Allen is directly applicable to this case in so much as it reveals why this MOI is subject to strict scrutiny and the neutral examination of Allen was not. 5

Plaintiffs Are Entitled to Judgment on the Administrative Record

Based upon the Supreme Court’s analysis of the application of the strict scrutiny standard to employment termination decisions affecting innocent third parties in Wygant v. Jackson Board of Education, 476 U.S. 267, 274 (1986), plaintiffs moved for judgment on the administrative record. In opposition, defendant suggests that Wygant is “... not relevant at this juncture.” Defendant’s Opposition at 21 footnote 9. Wygant, however, is very relevant at this juncture and defendant’s attempt to distinguish it is without merit. 6

In Wygant a school board and teachers’ union had negotiated a collective bargaining agreement provision that was race conscious in identifying individuals for lay offs. Non-minority teachers affected by this provision challenged it as a violation of the Equal Protection Clause. The District Court rejected that challenge concluding that the Equal Protection Clause did not preclude such action to provide role models for children. The Supreme Court reversed rejecting the role model theory as a predicate for allowing considerations of race in employment decision making. The Court noted

Evidentiary support for the conclusion that remedial action is warranted becomes critical when the remedial program is challenged in court by nonminority employees. In this case, for example, petitioners contended at trial that the remedial program -- Article XII -- had the purpose and effect of instituting a racial classification that was not justified by a remedial purpose. 546 F.Supp., at 1199. In such a case, the trial court must make a factual determination that the employer had a strong basis in evidence for its conclusion that remedial action was necessary. ...
***
... no such determination ever has been made [in this case]. ... The Board now contends that, given another opportunity, it could establish the existence of prior discrimination. Although this argument seems belated at this point in the proceedings, we need not consider the question since we conclude below that the layoff provision was not a legally appropriate means of achieving even a compelling purpose.”
***
We have recognized, however, that in order to remedy the effects of prior discrimination, it may be necessary to take race into account. As part of this Nation's dedication to eradicating racial discrimination, innocent persons may be called upon to bear some of the burden of the remedy. "When effectuating a limited and properly tailored remedy to cure the effects of prior discrimination, such a 'sharing of the burden' by innocent parties is not impermissible." Id., at 484, quoting Franks v. Bowman Transportation Co., 424 U.S. 747, 777 (1976).
***
... Here... the means chosen to achieve the Board's asserted purposes is that of laying off nonminority teachers with greater seniority in order to retain minority teachers with less seniority. We have previously expressed concern over the burden that a preferential-layoffs scheme imposes on innocent parties. See Firefighters v. Stotts, 467 U.S. 561, 574-576, 578-579 (1984); see also Steelworkers v. Weber, 443 U.S. 193, 208 (1979) ("The plan does not require the discharge of white workers and their replacement with new black hirees"). In cases involving valid hiring goals, the burden to be borne by innocent individuals is diffused to a considerable extent among society generally. Though hiring goals may burden some innocent individuals, they simply do not impose the same kind of injury that layoffs impose. Denial of a future employment opportunity is not as intrusive as loss of an existing job.
***
...We therefore hold that, as a means of accomplishing purposes that otherwise may be legitimate, the Board's layoff plan is not sufficiently narrowly tailored. Other, less intrusive means of accomplishing similar purposes -- such as the adoption of hiring goals -- are available. For these reasons, the Board's selection of layoffs as the means to accomplish even a valid purpose cannot satisfy the demands of the Equal Protection Clause.
Wygant, 476 U.S., at 277-284 (footnotes omitted). Thus, in Wygant, on an incomplete record, judgment for a governmental entity defending race conscious action was reversed even where that entity claimed to have participated in prior discrimination based on race because, even if the record properly supported that claim, layoffs of innocent persons could not meet Equal Protection standards. Here, the record establishes no Air Force remedial purpose behind its use of race and gender conscious instructions mandated for use by a reduction-in-force board which is, for all practical purposes, the military officer equivalent of lay-off. Clearly Wygant is relevant at this juncture.

The Air Force also asserts “... Wygant is distinguishable from this case because the Air Force could not meet strength reductions mandated by Congress without conducting an involuntary reduction-in-force.” Defendant’s Opposition at 21 footnote 9. There is no merit to this assertion. Assuming, arguendo, that a reduction-in-force was in fact required to meet strength reductions required by Act of Congress, that fact does not implicate any requirement for the proceeding to be conducted in a race or gender conscious fashion. What legitimate reduction in force goals of the Air Force could not be accommodated by a neutral instruction? The Air Force was free to conduct a neutral proceeding and has cited no provision of law to the contrary.

Conclusion

Monterey Mechanical Co. v. Wilson, 125 F.3d 702, 712 (9th Cir. 1997) held “We conclude that there is no de minimis exception to the Equal Protection Clause. Race discrimination is never a ‘trifle.’” 7 When the United States Court of Appeals for the Ninth Circuit declined to consider that case en banc, Circuit Judge Kleinfeld rendered a concurring opinion that eloquently describes what cases like this and Monterey concern:

A fundamental principle underlies the decision: Americans are entitled to be treated equally by their government, regardless of their race, their skin color, their nationality, their religion, their sex. The seed of this principle was planted in the Declaration of Independence: "We hold these truths to be self-evident, that all men are created equal." The fruit is the Fourteenth Amendment to the Constitution: "Nor shall any state . . . deny to any person within its jurisdiction the equal protection of the laws." The Fourteenth Amendment extends its guarantees to "any person," in the singular, regardless of that person's ethnicity or sex.
Monterey Mechanical Co. v. Wilson, 138 F.3d 1270 (9th Cir. 1998). The fruit of that principle is now also firmly embodied in the Fifth Amendment to the Constitution by virtue of Adarand Constructors, Inc. v. Pena, 515 U.S. 200 (1995). But individuals will actually reap the benefits of that fruit only as Courts enforce the principle:
Courts apply law, and do not act as representative bodies. Judges adhering to their oaths vote based on their view of the law, not their view of their ethnic groups' interests. Many of us have ethnic characteristics that make past discrimination against our own groups quite unforgettable, but that cannot be a basis for deciding a case. The Constitution and precedent are the same whatever our ethnicity. Thought comes from the brain, not the blood.
Monterey Mechanical Co., 138 F.3d, at 1272. For the vindication of that Constitutional principle as set forth above and in our motion, we respectfully request the Court grant judgment upon the administrative record in favor of the plaintiffs, and deny defendant’s motion for judgment upon the administrative record.

May 20, 2000

OF COUNSEL:
WILLIAM A. AILEO:
RR 1, Box 22C:
Springville, PA 18844:
(570) 278-9703

Respectfully submitted,



BARRY P. STEINBERG
1101 Connecticut Avenue, NW
Suite 1000
Washington, DC 20036-4374
(202) 828-2400

Attorney for Plaintiffs






CERTIFICATE OF SERVICE

I, the undersigned, hereby certify under penalty of perjury that on this 20th day of May, 2000, I caused to be placed in the United States mail (first class mail, postage prepaid) copies of "PLAINTIFFS' REPLY TO DEFENDANT’S OPPOSITION TO PLAINTIFFS’ MOTION FOR JUDGMENT UPON THE ADMINISTRATIVE RECORD" addressed to the defendant as follows:
Lee J. Freedman, Trial Attorney Commercial Litigation Branch
Civil Division
United States Department of Justice
1100 L Street, N.W., Room 8012
Attn: Classification Unit
Washington, D.C. 20530




________________________
William A. Aileo






Footnotes:

1 The expressed classifications are:
  • “Your evaluation of minority and women officers must clearly afford them fair and equitable consideration.”

  • “In your evaluation of the records of minority and women officers, you should be particularly sensitive to the possibility that past individual and societal attitudes, and in some instances utilization policies or practices, may have placed these officers at a disadvantage from a total career perspective.” and

  • “The board shall prepare for review by the Secretary and the Chief of Staff, a report of minority and female officer selections as compared to the selection rate for all officers considered by the board.”
AR 2-3. Defendant concedes the first two are indeed race conscious but clings to the argument the third is simply a ministerial statistical tasking. Defendant’s Opposition at 3-5.

2 For example:

The Supreme Court consistently employs sweeping language to identify the species of racial classifications that require strict scrutiny, see Adarand Constructors, Inc. v. Pena, 515 U.S. 200, 224, 132 L. Ed. 2d 158, 115 S. Ct. 2097 (1995) (plurality op.) (concluding upon a review of the Court's precedents that government must "justify any racial classification subjecting [a] person to unequal treatment under the strictest judicial scrutiny"); Wygant v. Jackson Bd. of Educ., 476 U.S. 267, 273, 90 L. Ed. 2d 260, 106 S. Ct. 1842 (1986) (plurality op.) (remarking that racial distinctions of "any sort" invite "the most exacting judicial examination") (citation and internal quotation marks omitted), and the Policy fits comfortably within this rubric. We conclude, therefore, that strict scrutiny is the proper standard for evaluating the Policy [race conscious school admission policy]. Hence, the Policy must be both justified by a compelling governmental interest and narrowly tailored to serve that interest in order to stand.
Wessmann v. Gittens, 160 F.3d 790, 794 (1st Cir. 1998).

3 “Classifying” is described as “to arrange in classes” or “to assign to a category.”

4 Moreover, the Allen court also emphasized that “..the Board does not classify persons by race when it chooses which items to include on a test. Rather it classifies test items.” Allen, 164 F.3d, at 1354. The FY93 RIF Board MOI requires the selection board to classify persons by gender and race.

5 There are many aspects of Allen and other consent decree review cases which are inapplicable to this proceeding. For example, they generally involve a matter in which the proponent of race based action has identified a compelling governmental interest, such as prior institutional discrimination. No such predicate exists in this matter.

6 Defendant correctly points out that counsel for plaintiffs at the oral argument on plaintiffs’ motion to amend the scheduling order did not take into account the fact that Wygant v. Jackson Board of Education, 476 U.S. 267 (1986) provides a predicate for judgment for the plaintiffs in this matter without further development of the record. Defendant’s Opposition at 20-21. Counsel for plaintiffs apologizes for this oversight.

7 Both plaintiffs (Plaintiffs’ Motion at 18-19) and defendant (Defendant’s Opposition at 15) claim Monterey Mechancial supports their positions.

Links:

Updates Private Feedback Form --- AF_RIF_Intro
Court Order Memorandum FAQs Complaint
Opinion Admin Record Brief DOJ Rule 56.1 Brief Plaintiffs' Motion...
Government's_Reply... Plaintiffs' Reply Brief Judge_Horn's_Decision Plaintiffs' Appeal
Gov's 7/2/01 Brief Plaintiffs' 7/30/01 Reply 4/17/02: 01-5057 PDF FILE 4/17/02: 01-5057 HTML FILE
Army Times 5/15/00 Article: Constitutional Rights at Stake


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