AF RIF Class Action

FY93 REDUCTION-IN-FORCE BOARD
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Government's Motion for Judgment
DOJ Rule 56.1 Brief

IN THE UNITED STATES COURT OF FEDERAL CLAIMS


No. 98-943C
(Judge Horn)


RONALD F. BERKLEY, et al.,

Plaintiffs,

v.

THE UNITED STATES OF AMERICA,

Defendant.


DEFENDANT'S MOTION FOR

JUDGMENT UPON THE ADMINISTRATIVE RECORD





				TABLE OF CONTENTS

TABLE OF AUTHORITIES	.......................................	ii

STATEMENT OF THE ISSUE	.......................................	 2

STATEMENT OF THE FACTS  .......................................	 2

ARGUMENT  .....................................................	 7


   I.  Plaintiffs Fail To Identify A Racial Classification  ...	 9

   II. Plaintiffs Fail To Identify A Gender Classification  ...	20

CONCLUSION  ...................................................	22




			TABLE OF AUTHORITIES



	I.	CASES

		A.	SUPREME COURT CASES

Adarand Constructors, Inc. v. Pena, 515 U.S. 200 (1995)	    passim

City of Richmond v. J.A. Croson Co., 488 U.S. 469 (1989)  .....	10

Craig v. Boren, 429 U.S. 190 (1976)  ..........................	21

Gilligan v. Morgan, 413 U.S. 1 (1973)  ........................	 8

Kirchberg v. Feenstra, 450 U.S. 455 (1981)  ...................	21

Miller v. Johnson, 515 U.S. 900 (1995)  .......................	 9

Orloff v. Willoughby, 345 U.S. 83 (1953)  .....................	 8

United States v. Virginia, 518 U.S. 515 (1996)  ........    20, 21


		B.	COURT OF APPEALS CASES

Aiken v. City of Memphis, 37 F.3d 1155 (6th Cir. 1994)  .......	 9

Allen v. Alabama State Board of Educ., 164 F.3d 1347
	(11th Cir. 1999)  ............................	12, 13, 15

Beller v. Middendorf, 632 F.2d 788, 810 (9th Cir. 1980)  ......	 9

Buzzetti v. City of New York, 140 F.3d 134 (2d Cir. 1998)  ....	21

Hayden v. County of Nassau, 180 F.3d 42
	(2nd Cir. 1999)  .....................	10, 12, 13, 14, 15

Lutheran Church-Missouri Synod v. FCC, 154 F.3d 487
	(D.C. Cir. 1998)  .....................	    12, 17, 18, 19

Monterey Mechanical Co. v. Wilson, 125 F.3d 702
	(9th Cir. 1997)  ...........................	12, 15, 20

Murphy v. United States, 993 F.2d 871 (Fed. Cir. 1993)  ......	 8

Porter v. United States, 163 F.3d 1304 (Fed. Cir. 1998)  .....	11

Raso v. Lago, 135 F.3d 11 (1st Cir. 1998)  .......  10, 14, 15, 20

Theriot v. Parish of Jefferson, 185 F.3d 477
	(5th Cir. 1999)  ......................................	 9

United States v. New Hampshire, 539 F.2d 277
	(1st Cir. 1976)  ......................................	17

Woodward v. United States, 871 F.2d 1068
	(Fed. Cir. 1989)  ....................	      8, 9, 11, 14


		C.  COURT OF FEDERAL CLAIMS AND DISTRICT COURT CASES

Baker v. United States, 34 Fed. Cl. 645 (1995),
	vacated, 127 F.3d 1081 (Fed. Cir. 1997)  .........  15, 16

Bunch v. United States, 33 Cl. Ct. 337 (1995),
	affd, 78 F.3d 605 (Fed. Cir. 1996)  ...................  8

Honadle v. University of Vermont, 56 F. Supp. 2d 419
	(D. Vt. 1999)  ...................................  10, 17

Hornell Brewing Co. v. Brady, 819 F. Supp. 1227
	(E.D.N.Y. 1993)  .....................................	14

Sussman v. Tanoue, 39 F. Supp. 2d 13 (D.D.C. 1999)  ......  16, 17



	II.	STATUTES

10 U.S.C. § 115  ............................................	 3

10 U.S.C. § 266  ............................................	 2

10 U.S.C. § 681a  ...........................................	 2

10 U.S.C. § 12313  ..........................................	 2

10 U.S.C. § 12643  ..........................................	 2

47 C.F.R. § 73.2080  ........................................	18

Pub. L. 101-510 § 401, 104 Stat. 1543 (Nov. 5, 1990)  .......	 3

Pub. L. 102-190 § 401, 105 Stat. 1349 (Dec. 5, 1991)  .......	 3

Pub. L. 102-484 § 401, 106 Stat. 2397 (Oct. 23, 1992)  ......	 3

Pub. L. 102-337 § 401, 108 Stat. 2743 (Oct. 5, 1994)  .......	 3






IN THE UNITED STATES COURT OF FEDERAL CLAIMS



RONALD F. BERKLEY, et al,

PLAINTIFFS,

v.

THE UNITED STATES OF AMERICA

DEFENDANT.

}
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No. 98-943C

(Judge Horn)

DEFENDANT'S MOTION FOR JUDGMENT UPON THE ADMINISTRATIVE RECORD

During the August 31, 1999 oral argument of plaintiffs' motion for class certification, the Court remarked (Tr. at 41) and counsel agreed (Tr. at 52) that this case, as alleged by plaintiffs in their complaint, presented nothing more than a facial challenge to the language of the Memorandum of Instruction ("MOI") given to the Air Force's Fiscal Year 1993 Reduction in Force Board, which resulted in plaintiffs' involuntary separation from the Air Force. Having obtained that stipulation from counsel, the Court invited defendant, the United States, to move for summary judgment upon the issue of whether the MOI, on its face, constitutes a racial or gender classification. Accordingly, pursuant to Rule 56.1 of the Rules of the United States Court of Federal Claims ("RCFC"), the United States respectfully requests that the Court grant judgment upon the administrative record in its favor because there are no disputed issues of fact and defendant is entitled to judgment as a matter of law. In support of this motion, the United States relies upon the joint statement of facts,1 the administrative record, and the following brief.2

DEFENDANT'S BRIEF

STATEMENT OF THE ISSUE

Whether, on its face, the Secretary of the Air Force's Memorandum of Instructions to the members of the Fiscal Year 1993 Reduction-in-Force Board constitutes a racial or gender classification.

STATEMENT OF THE FACTS

In July 1992, due to congressionally-mandated reductions in the manpower levels of the Armed Forces, the Air Force found it necessary to select commissioned officers for involuntary separation in fiscal year 1993 using a reduction-in-force board (the "FY93 RIF Board"), which the Secretary of the Air Force convened pursuant to 10 U.S.C. §§ 266 and 681a.,3 Compl. ¶ 14. With respect to the Air Force, end strength for active duty personnel was limited, effective September 30, 1991, to 510,000, of whom not more than 95,027 could be officers.,4 The drawdown was paced to limit the Air Force to 486,800, effective September 30, 1992, of whom not more than 92,020 could be officers.5 As of September 30, 1993, Air Force end strength was capped at 449,900, with the maximum number of officers set at 84,970.6 Thus, by September 30, 1995, only four years after the beginning of the drawdown, the Air Force was required to downsize by over one-fifth of its total force - from 510,000 personnel to 400,015.7 Furthermore, in the two-year period from 1991 to 1993, the Air Force was required to reduce the number of active duty officers by more than 10,000.

Plaintiffs are members of a certified "opt-in" class consisting of former United States Air Force Reserve Officers involuntary separated following the results of the FY93 RIF Board. Compl. ¶ 5.

As plaintiffs' counsel stipulated on August 31, 1999 (Tr. at 41, 52), plaintiffs' sole challenge to their separation is the contention that the Secretary of the Air Force's instructions to the members of the FY93 RIF Board, contained in the MOI, denied them their "Constitutional right to equal opportunity for retention on active duty through the equal opportunity instruction" by purportedly giving "special retention consideration to" minority and women officers. Compl. ¶¶ 18, 22. Plaintiffs challenge nothing else in this action.

Plaintiffs seek, among other things, active duty pay from the time of their involuntary separation through the date of judgment by this Court; return to active duty with all rights, benefits, and privileges as if their service had not been interrupted; correction of their military records to show that they were not selected for involuntary separation by the FY93 RIF Board; and attorneys fees and expenses.

Members of the FY93 RIF Board, like members of all Air Force selection boards, were told to consider the "paper" records of each officer under consideration. They were instructed to review each record and assign it a single, comprehensive, numerical score, which represented their subjective evaluation of the totality of the information in the officer's record. Board members were informed that officers would be ranked according to their cumulative numerical scores.

The MOI is the Secretary of the Air Force's direction to the Board members, and it provides guidance for this process.8 As is plain from the MOI itself, these instructions center around four primary themes: (1) officers are to be judged on their entire record (the "whole person concept") - with job performance being the most important factor - to determine which are best qualified; (2) officers are to be judged only on their records, and not on any extraneous information or considerations; (3) every officer is to be given equal consideration and to be judged fairly and equitably, without prejudice or partiality of any kind; and (4) Board members must exercise their independent judgment and discretion in selecting the best qualified officers who are fully qualified for retention. Accordingly, the MOI for the FY93 RIF board stated, in pertinent part:

You [the Board members] must act in the best interest of the Air Force and not any particular command, specialty or group.
* * *
Use the whole person concept to assess such factors as job performance, professional qualities, leadership, depth and breadth of experience, job responsibility, academic and professional military education, and specific achievements.
* * *
Your evaluation of minority and women officers must clearly afford them fair and equitable consideration. Equal opportunity for all officers is an essential element of our selection system. In your evaluation of the records of minority and women officers, you should be particularly sensitive to the possibility that past individual and societal attitudes, and in some instances utilization policies or practices, may have placed these officers at a disadvantage from a total career perspective. The board shall prepare for review by the Secretary and the Chief of Staff, a report of minority and female officer selections as compared to the selection rates for all officers considered by the board. You're prohibited from considering an officer's marital status or the employment, educational, or volunteer service activities of an officer's spouse. If you see such information in the records you review, you will disregard it.
* * *
Each of you . . . is responsible to maintain the integrity and independence of this selection board, and to foster the fair and equitable consideration, without prejudice or partiality, of all officers.
* * *
You may not receive, initiate, or participate in communications or discussions involving information that DOD Directive 1320.12 precludes from consideration by a selection board. You are to base your recommendations on the material in each officer's military record, any information I have provided to the board and any information communicated to you by individual eligible officers under regulations I have issued.
* * *
If at any time you believe that you cannot in good conscience perform your duties as members of the board without prejudice or partiality, you have a duty to request relief by me from this duty. I will honor any such request.
* * *
Upon completion of board deliberations, you will, as a minimum, certify in each of your reports to me:
* * *
That you were not subject to or aware of any censure, reprimand, or admonishment about the recommendations of the board or the exercise of any lawful function within the authorized discretion of the board
* * *
. . . That the officers recommended for retention are, in the opinion of the majority of the members of the board fully qualified and best qualified to meet the needs of the Air Force among those officers whose names were furnished to the board.

AR 1-5.

It is the constitutionality of this language that plaintiffs challenge in this lawsuit.

ARGUMENT

The MOI quoted above does not constitute a racial or gender classification. It does not categorize officers by, or provide a benefit or burden based upon, race or gender. Nor does the MOI, in any way, require or encourage unequal treatment of any officer or category of officers. To the contrary, it absolutely requires that all officers be treated equally, without prejudice or partiality of any kind. To the extent the MOI makes any reference to race or gender, it only requires Board members to give minority and female officers "fair and equitable" consideration and the same "equal opportunity" given all officers, and, to that end, to be alert to any indication that past practices or attitudes may have placed a minority or female officer at a career disadvantage.

In challenging this MOI, plaintiffs are in effect arguing that all references to race or gender, even those that have the purpose and effect of ensuring equal opportunity for all, are illegal. Fortunately, that is not the law. As discussed more fully below, not every reference to race or gender constitutes a racial or gender classification. Even post-Adarand cases continue to make it clear that references to race - which, in context, require a neutral selection of all candidates, including minorities - are perfectly valid. Indeed, subjecting every such reference to strict scrutiny analysis would imperil the entire framework of laws intended to prohibit racial discrimination and ensure equal opportunity.

Before discussing those cases, it is helpful to recall that when a claimant asserts a constitutional challenge to an employment action by which the former military service member has been deprived of pay, judicial review is available in this Court, but that review is not unfettered. See, e.g., Woodward v. United States, 871 F.2d 1068, 1076 (Fed. Cir. 1989). This Court, its predecessors, the Court of Appeals for the Federal Circuit, and the United States Supreme Court have all recognized the constitutional deference owed to those who manage the Armed Forces. Bunch v. United States, 33 Cl. Ct. 337, 339 (1995) ("Because the Constitution delegates specific power over the military to the political branches,9 the courts have generally refrained from interfering in military decision making"), aff'd, 78 F.3d 605 (Fed. Cir. 1996)(table); Murphy v. United States, 993 F.2d 871, 872-73 (Fed. Cir. 1993); Orloff v. Willoughby, 345 U.S. 83, 93-94 (1953) ("judges are not given the task of running the Army"); Gilligan v. Morgan, 413 U.S. 1, 10-11 (1973) (courts lack the constitutional authority or competence to judge the day-to-day management of the National Guard). The judicial deference granted by courts to decisions by the military has been explicitly applied in cases such as the one now before the Court. In Woodward, the Federal Circuit reviewed the claim of a Navy officer who claimed to have been released from active duty based upon his sexual orientation in contravention of, among other provisions, the Equal Protection Clause. Woodward, 871 F.2d at 1071. The Federal Circuit stressed that "[s]pecial deference must be given by a court to the military when adjudicating matters involving their decisions on discipline, morale, composition and the like, and a court should not substitute its views for the 'considered professional judgment of the military.'" Id. at 1077 (citing cases) (emphasis added). Furthermore, the court stressed, "constitutional rights must be viewed in the light of the special circumstances and needs of the armed forces." Id. (quoting Beller v. Middendorf, 632 F.2d 788, 810 (9th Cir. 1980)).

  1. Plaintiffs Fail To Identify A Racial Classification

    In Count One of their complaint, plaintiffs contend that the Air Force violated the Equal Protection Clause by instructing members of the FY93 RIF Board to give a racial preference. Compl. ¶ 18. Plaintiffs bear the burden of proving that the MOI language constituted an impermissible racial classification. Theriot v. Parish of Jefferson, 185 F.3d 477, 484 (5th Cir. 1999); see also Miller v. Johnson, 515 U.S. 900, 916 (1995); Aiken v. City of Memphis, 37 F.3d 1155, 1162 (6th Cir. 1994). To succeed upon their claim, plaintiffs must establish that, consistent with the Supreme Court's decision in Adarand Constructors, Inc. v. Pena, 515 U.S. 200 (1995), the MOI imposed a racial classification and distributed either a benefit or burden based upon that classification. Id. at 222, 227 (citing City of Richmond v. J.A. Croson Co., 488 U.S. 469 (1989)). Under Adarand, a "racial classification" is "a government standard, preferentially favorable to one race or another, for the distribution of benefits." Raso v. Lago, 135 F.3d 11, 16 (1st Cir. 1998) (citations omitted); accord Hayden v. County of Nassau, 180 F.3d 42, 48 (2nd Cir. 1999); Honadle v. University of Vermont, 56 F. Supp. 2d 419, 427-28 (D. Vt. 1999). Because plaintiffs cannot meet this standard, judgment upon the administrative record should be granted in favor of the United States.

    In support of Count One, plaintiffs rely solely upon four sentences of the five-page MOI, which they reproduce inaccurately and out of context in their complaint. Compl. ¶ 15, 18. In summary, the sentences found in the MOI do no more than tell Board members to treat everyone equally. In so doing, members who find evidence in an individual record that past practices or attitudes worked to a particular officer's career disadvantage are instructed to consider that evidence, along with the hundreds of other matters present in that officer's record, as one factor among many to determine the best qualified officers. This does not constitute a racial classification. Nothing in the four sentences direct the Board members to give a preference to minority or female officers in the selection process or to impose a burden on officers who were neither members of a minority group nor female.

    The MOI instructs Board members to take numerous factors into account when scoring records. These factors include officers' job performance, as well as their depth and breadth of experience in the Air Force. AR 2. Hence, a Board member must evaluate both officers who served in a variety of positions, and officers who had a defined, but limited career experience - e.g., foreign service or procurement. In the course of evaluating records, Board members must rely upon their own experience to decide the import of hundreds of matters contained within officers' records. For this reason, the Air Force limits selection board membership to senior officers, whose broad range of experience over several decades in the Air Force allows them to make informed evaluations. This also helps to explain why courts afford great deference to military decisions, even when those decisions are subject to a constitutional challenge.10 See, e.g., Woodward, 871 F.2d at 1071. The conclusion that no preference is created or intended by the MOI is all the more compelling when the four sentences are returned to their context. The remaining instructions affirmatively prohibit Board members from giving a preference to one group by directing that: (1) Board members must not act in the interest of any particular group; (2) job performance must be the overriding factor in evaluations; (3) equal opportunity for all officers must be maintained; and (4) Board members are responsible for fostering the fair and equitable consideration of all officers without prejudice or partiality. AR 2-3.

    The mere mention of minorities or women within the MOI, or a reminder to be sensitive to past practices or attitudes, does not establish a racial classification. As the United States Court of Appeals for the Eleventh Circuit recently explained, courts have not accepted attempts to read Adarand so broadly as apply to "all race-based actions, whether or not they lead to unequal treatment." Allen v. Alabama State Bd. of Educ., 164 F.3d 1347, 1352 (11th Cir. 1999) (citations omitted); accord Lutheran Church-Missouri Synod v. FCC, 154 F.3d 487, 492 (D.C. Cir. 1998) (rejecting the suggestion "that all race conscious measures adopted by the government must be subjected to strict scrutiny"); Monterey Mechanical Co. v. Wilson, 125 F.3d 702, 711 (9th Cir. 1997) ("Adarand applies only when the government subjects a person to unequal treatment") (internal quotation omitted). Rather, the scheme challenged in this case is akin to those at issue in Allen v. Alabama State Board of Education, 164 F.3d 1347 (11th Cir. 1999), and Hayden v. County of Nassau, 180 F.3d 42 (2nd Cir. 1999). Allen involved a consent decree requiring the State Board of Education to fashion future teacher certification examinations "using a system designed to avoid an unjustifiable discriminatory impact on African-American teacher candidates," and forbidding the Board from using any teacher certification exam "that would have a discriminatory impact on African-Americans." Allen, 164 F.3d at 1349. In evaluating the decree, the court noted that it "does not require the Board to impose a different passing grade for African-American candidates or otherwise classify teachers based upon race in grading the examinations." Id. at 1352. Based upon this fact, the court concluded,

    the decree does not require the Board to act according to racial classifications, which takes this case out of Adarand. Instead, the Board must be conscious of race in developing the examination, choosing test items to minimize any racially disparate impact within the framework of designing a valid and comprehensive teaching examination.

    Id. at 1352-53. In closing, the court held, "[n]othing in Adarand requires the application of strict scrutiny to this sort of race-consciousness." Id. at 1353.

    In Hayden, White and Latino applicants to a county police department brought a class action suit against the county. Hayden, 180 F.3d at 46. The applicants alleged that the county had deliberately designed the police department entrance exam to minimize the adverse impact upon black candidates, and, that by doing so, the county created a racial classification in violation of the Equal Protection Clause. Id. at 47-48. The court of appeals disagreed. In granting the county's motion to dismiss for failure to state a claim upon which relief could be granted, the court held that, although the county was necessarily conscious of race in designing its entrance exam, that consciousness did not implicate a racial classification. Id. at 48-49. As the court explained:

    Every antidiscrimination statute aimed at racial discrimination, and every enforcement measure taken under such a statute, reflect a concern with race. That does not make such enactments or actions unlawful or automatically "suspect" under the Equal Protection Clause. . . .

    Id. at 49 (quoting Raso, 135 F.3d at 16); accord Hornell Brewing Co. v. Brady, 819 F. Supp. 1227, 1241 n.11 (E.D.N.Y. 1993) ("equal protection proscribes race based classifications, not all statutes whose purpose it is to protect certain racial or ethnic groups").

    The race-consciousness that exists in the FY93 Board's MOI, is, if anything, less taxing than those upheld by the courts in Allen and Hayden. Furthermore, the Court in this case - unlike the courts in Allen and Hayden - must analyze plaintiffs' constitutional challenge "in the light of the special circumstances and needs of the armed forces." Woodward, 871 F.2d at 1077.

    The defendants in Allen and Hayden took affirmative action based upon race, i.e., designing examinations to eliminate discriminatory impact. Here, the MOI did not instruct Board members to take any affirmative steps based upon race. Instead, in reviewing the records of minority officers, Board members were advised merely to be conscious of anything in those records that might indicate an officer was disadvantaged in his or her career by past practices or attitudes, and to consider such indications, if found, as one factor among many in giving the officer "fair and equitable" consideration. The MOI did not require Board members to impose a different retention criterion for minority candidates or otherwise classify officers based upon race in evaluating their records. Indeed, it explicitly required that Board members choose the best qualified of those officers fully qualified to serve, regardless of race or gender. It "d[id] not require the Board to act according to racial classifications, which takes this case out of Adarand." Allen, 164 F.3d at 1352-53; accord Hayden, 180 F.3d at 49; Raso, 135 F.3d at 16; Monterey Mechanical, 125 F.3d at 711.

    We note that this Court addressed the constitutionality of the same MOI language in Baker v. United States, 34 Fed. Cl. 645 (1995), vacated, 127 F.3d 1081 (Fed. Cir. 1997).11 Although this Court's decision rested in part upon evidence - later withdrawn - relating to the MOI's application, its analysis of the MOI's facial neutrality remains persuasive because it is consistent with the decisions, discussed above, in Adarand (plaintiffs must demonstrate both the existence of a classification and the distribution of a benefit or burden), and in Raso, Allen and Hayden (mere mention of race, without requiring action based upon a racial classification, does not implicate strict scrutiny). The trial court concluded that the MOI is facially neutral because it did does create a racial or gender classification, or confer a benefit or levy a burden upon any group. Baker, 34 Fed. Cl. at 656, 658. In reaching this conclusion, the trial court noted that the MOI did not include race or gender in the factors that Board members were to consider, and it lacked other essential indicia - such as requirements, quotas, goals, incentives - that transform the mere mention of race or gender into a classification. Id. at 656. Instead, the Court determined that the MOI language was "nothing more than a hortative comment, advice, or reminder." Id.

    Finally, the Baker trial court examined the requirement that the Board report the selection rates for women and minority officers, and concluded that, because there was no requirement that female or minority status be taken into account in rating officers, or that their discharge rates be consistent with that of the overall Board discharge rates, the Board report requirement neither created a classification nor distributed a benefit or burden based upon that classification. Id. at 656-57.

    The trial court reached the correct conclusion. For sound reasons, "[c]ourts have not found requirements to collect data about the racial and gender make-up of a workforce to violate the Constitution." Sussman v. Tanoue, 39 F. Supp. 2d 13, 25 (D.D.C. 1999) (citing cases). As the courts have recognized, "statistical information as such is a rather neutral entity which only becomes meaningful when it is interpreted." United States v. New Hampshire, 539 F.2d 277, 280 (1st. Cir. 1976). Thus, the collection of statistical data concerning race or gender cannot by itself give rise to a racial or gender classification. See New Hampshire, 539 F.2d at 280; Sussman, 39 F. Supp. 2d at 25. Only the unconstitutional use of such data can give rise to such a classification, and it is not unconstitutional to collect statistical data "to ensure that no person is denied equal employment opportunity [by an] agency." Sussman, 39 F. Supp. 2d at 25; accord Honadle v. University of Vermont, 56 F. Supp. 2d 419, 428 (D. Vt. 1999) (upholding a statistical reporting requirement because "[t]hese activities do not impose burdens or benefits, nor do they subject individuals to unequal treatment").

    The court of appeals in Lutheran Church also examined a reporting requirement, although it did so in a different context, and it did not rule upon the constitutionality of the requirement. In that case - unlike the one at bar - the Government conceded that the challenged regulation implicated Adarand and the Equal Protection Clause. Lutheran Church, 141 F.3d at 351-52. Thus, the only issue before the court was whether the regulation passed strict scrutiny.12 The Federal Communication Commission ("FCC") regulation at issue, 47 C.F.R. § 73.2080 (1997), required radio stations to adopt an affirmative action "equal employment opportunity ("EEO") program" targeted to minorities and women. Lutheran Church, 141 F.3d at 346. The regulation itself did not contain a reporting requirement, although it did obligate radio stations to evaluate their employment profile and job turnover against the availability of minorities and women in their area. Id. A reporting requirement was imposed upon Lutheran Church's two radio stations, however, by an FCC administrative law judge ("ALJ"), who determined that Lutheran Church had violated the regulation's EEO program requirements.13 Id. at 348. Because the court of appeals held that the FCC regulation failed strict scrutiny, it reversed the ALJ's determination that Lutheran Church had violated the regulation, and thus never examined whether the reporting requirements imposed by the ALJ were themselves constitutional. See id. at 356-57.

    The MOI language in this case also contrasts sharply with that which was declared unconstitutional in Adarand. That case involved a statute which required the Federal Government to award at least five percent of Government contracts to "small business concerns owned and controlled by socially and economically disadvantaged individuals." Adarand, 515 U.S. at 205-06. In implementing the law, the Small Business Administration adopted regulations, which designated several minority groups as presumptively "socially disadvantaged," and provided that individuals outside these groups required "clear and convincing evidence" to be considered socially disadvantaged. Id. at 207. The Government contended that the statute was not subject to strict scrutiny because its classifications were based upon disadvantage, not race. Id. at 212-13. The Supreme Court rejected the Government's contention. Id. at 227.

    The statute construed in Adarand classified a business as being either controlled by socially disadvantaged persons (i.e., minorities) or not, and, based upon that classification, the Government distributed a benefit (i.e., Government contracts). Thus, the infirmity found by the Supreme Court in Adarand was both the existence of a racial classification and a resulting benefit or burden. Neither exists in this case.

    Simply instructing Board members to be cognizant of past discrimination against minorities in reviewing their records, while instructing Board members that they may not act with prejudice or partiality, is not "a government standard, preferentially favorable to one race or another, for the distribution of benefits." Raso, 135 F.3d 16 (citations omitted). Furthermore, the MOI neither set aside, nor distributed, a benefit to minorities. Again, the MOI told Board members that they could not give a preference. Unlike the Act in Adarand, the MOI did not cause a benefit or burden to be distributed based upon a classification. Therefore, the FY93 RIF Board's MOI does not implicate the Equal Protection Clause or Adarand. See Raso, 135 F.3d at 16; Monterey Mechanical, 125 F.3d at 711.

  2. Plaintiffs Fail to Identify a Gender Classification

    In Count Two of their complaint, plaintiffs contend that the Air Force violated the Equal Protection Clause by instructing members of the FY93 RIF Board to give a preference based upon gender. Compl. ¶ 22. To prove gender discrimination, plaintiffs must demonstrate, first, that the MOI created an "official classification based upon gender," and, second, that it set aside or distributed a benefit based upon gender. See United States v. Virginia, 518 U.S. 515, 532-33 (1996). As with Count One, plaintiffs rely solely upon four sentences of the five-page MOI to demonstrate purported gender discrimination. Compl. ¶ 22. Neither those four sentences, nor the remainder of the MOI, created an official classification based upon gender, much less distributed a benefit based upon gender. Instructing Board members to be cognizant of past institutional practices, such as job assignments, does not constitute an official classification based upon gender, especially in light of that fact that the MOI also told Board members that they, themselves, could not give a preference or show partiality.

    Case law is replete with examples of programs and statutes that did constitute official classifications based upon gender. In Virginia, the Supreme Court held the single-sex admission policy of the Virginia Military Institute ("VMI") to be such a classification. Virginia, 518 U.S. at 546. Likewise, in the leading gender discrimination case before Virginia, Craig v. Boren, 429 U.S. 190 (1976), the Court determined that an Oklahoma statute, which established different age limits for men and women to consume alcohol, created a gender-based classification. Craig, 429 U.S. at 211. In Kirchberg v. Feenstra, 450 U.S. 455 (1981), the Court found such a classification was created by a Louisiana statute that gave a husband the unilateral right to dispose of property jointly owned with his wife even without his wife's consent. 450 U.S. at 459-60. Finally, in Buzzetti v. City of New York, 140 F.3d 134 (2d Cir. 1998), the court considered a zoning amendment with differential regulation of male and female topless dancing. The court held that the amendment constituted an official classification based upon gender, although it upheld the amendment based upon the city's justification. Id. at 141-42.

    The MOI at issue in this case differs substantively from the programs and statutes courts have held to constitute official classifications based upon gender. In the cases discussed above, the policy or statute put men and women into different categories in order to give the members of one category a substantive benefit, such as potential admission to a school or the ability to drink alcohol at an earlier age. The MOI in this case did not create categories, nor did it provide any substantive benefit to one category's members. In summary, the MOI did not create an official classification based upon gender, any more than it created one based upon race.

CONCLUSION

For the reasons stated, we respectfully request that the Court grant judgment upon the administrative record in favor of the United States.

					Respectfully submitted,


					DAVID W. OGDEN
					Acting Assistant Attorney General

					DAVID M. COHEN
					Director


					JAMES M. KINSELLA
					Deputy Director


OF COUNSEL:				LEE J. FREEDMAN
					Trial Attorney
JEH C. JOHNSON				Commercial Litigation Branch
General Counsel				Civil Division
Dept. of the Air Force			Department of Justice
					1100 L Street, N.W.
MAJOR JENNIFER GRIMM          		Attn:  Classification Unit
Office of the Judge				8th Floor
  Advocate General			Washington, D.C. 20530
United States Air Force                 Tele:  (202) 305-7562
					Fax:   (202) 305-7643

March 27, 2000				Attorneys for Defendant


         

			CERTIFICATE OF SERVICE


I, the undersigned, hereby certify under penalty of perjury that on this 
____ day of March, 2000, I caused to be placed in the United States mail 
(first class mail, postage prepaid) copies of "DEFENDANT'S MOTION FOR 
JUDGMENT UPON THE ADMINISTRATIVE RECORD" as follows:


					Barry P. Steinberg, Esq.
					1101 Connecticut Avenue, NW
					Suite 1000
					Washington, DC 20036-4374




				__________________________________





Footnotes:

1 Pursuant to this Court's Order, instead of filing their own Rule 56.1(b)(1) Statement of Facts, the parties will file a joint statement of facts.

2 In accordance with the Instructions given by the Court during the February_11,_2000 Hearing and its February_11,_2000 Order, this Brief (and the Administrative Record) relates only to the issue of whether the MOI constitutes a racial or gender classification. Neither the Brief nor the Administrative Record contains information relevant to any alternative argument that the MOI was a legally justified classification.

3 These provisions were subsequently recodified at 10 U.S.C. §§ 12643 and 12313, respectively.

4 10 U.S.C. § 115 (note referencing strength limitations contained in Pub. L. 101-510, Div. A, Title IV, § 401, 104, Stat. 1543 (Nov._5,_1990)).

5 Strength limitations contained in Pub. L. 102-190, Div. A, Title IV, § 401, 105 Stat. 1349 (Dec._5,_1991).

6 Strength limitations contained in Pub. L. 102-190, Div. A, Title IV, § 401, 106 Stat. 2397 (Oct._23,_1992).

7 10 U.S.C. § 115 (note referencing strength limitations contained in Pub. L. 103-337, Div. A, Title IV, § 401, 108 Stat. 2743 (Oct_5,_1994)).

8 The full text of the MOI is set out at pages 1 through 5 of the administrative record ("AR").

9 The footnote in the original states: "Article I, Section 8 of the Constitution gives Congress the power to 'raise and support armies,' 'provide and maintain a navy,' and to 'make rules for the government and regulation of the land and naval forces.' Article II, section 2, designates the President as Commander in Chief of the armed forces."

10 As the Federal Circuit recently explained, the judiciary is reluctant to review actions of selection boards in part because of "the court's incurable lack of knowledge of the total grist which the boards sift." Porter v. United States, 163 F.3d 1304, 1316 (Fed. Cir. 1998) (quoting Brenner v. United States, 202 Ct. Cl. 678, 692-94 (1973)).

11 Baker differs from this case in that the Baker plaintiffs who were represented by counsel for plaintiffs in this case - challenged the MOI's application, as well as its facial neutrality. They raised an "as applied" challenge by first filing their complaint pursuant to Rule 27(a) of the RCFC along with a request for discovery, and then, based upon that discovery, amending their complaint to include the challenge. Baker, 127 F.3d at 1084-85.

12 The Government argued that the regulation should be reviewed under rational basis, rather than strict scrutiny, but the court rejected that argument based upon Adarand. Lutheran Church, 141 F.3d at 351.

13 The ALJ required Lutheran Church to submit four reports at six-month intervals, each containing the following three items of information:

  1. a list of all applicants and hires, indicating their referral or recruitment source, job title, part-time or full-time status, date of hire, sex, and race or national origin;

  2. a list of all employees, ranked from highest paid to lowest paid, indicating job title, part-time or full-time status, date of hire, sex, and race or national origin; and

  3. a narrative statement detailing the stations' efforts to recruit minorities.
Lutheran Church, 141 F.3d at 348.

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