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RONALD F. BERKLEY, et al.,
THE UNITED STATES OF AMERICA
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No. 98-943C
(Judge Horn) |
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FOR LEAVE TO AMEND THE SCHEDULING ORDER AS TO THE ADMINISTRATIVE RECORD AND PLAINTIFFS' RESPONSE TO DEFENDANT'S REQUEST FOR A STATUS CONFERENCE Plaintiffs have filed a motion requesting the Court amend the scheduling order to require the defendant to include in the administrative record "... any agency documents which are relevant to judicial application of the strict and heightened scrutiny standards to the instruction issued the reduction in force board." Defendant has opposed this request and requested a status conference. Plaintiffs concur in defendant's request for a status conference. In its response defendant references plaintiffs' citation to Baker v. United States, 34 Fed C. 645 (1995) vacated 127 F.3d 1081 (Fed. Cir. 1997) and asserts that the ...case is inapposite, however, because the Baker plaintiffs challenged the application of their boards' MOI, as well as its facial neutrality. The Baker plaintiffs raised an "as applied" challenge by first filing their complaint pursuant to Rule 27(a) of the RCFC along with a request for discovery, and then, based upon discovery, amending their complaint to include the challenge. Footnote 2, page 2, Defendant's Response (emphasis in original). This assertion is inaccurate. In its discussion of the background to its decision in Baker the Federal Circuit noted that a preliminary complaint had been filed which raised the constitutional challenge and that following discovery,1 an amended complaint was filed "...renewing their constitutional challenge to the SERB and adding several counts which alleged that the SERB, by favoring women and minority officers, had violated various statutes and regulations." Baker, 127 F.3d at 1084-85 (emphasis added). The nature of the constitutional claim in Baker never changed. In fact, the wording of the equal protection count remained identical throughout the proceedings.2 In further responding to plaintiffs' motion, defendant cites Lutheran Church-Missouri Synod v. FCC, 154 F.3d 487, 492 (D.C. Cir. 1998) as "rejecting the suggestion >that all race conscious measures adopted by the government must be subjected to strict scrutiny.'" Defendant's Response at 3-4. That court's only specific example of a race conscious measure that might not trigger strict scrutiny was "...outreach to, as opposed to the actual hiring of,..." individuals based upon race. Id. Selecting individuals for career termination, the purpose of the reduction in force board, is no outreach program. The analysis in Lutheran Church-Missouri Synod, however, is very relevant to plaintiffs' request that the whole administrative record be filed for the application of judicial scrutiny. That court's discussion on classifications includes:... the degree to which the regulations require, oblige, pressure, induce, or even encourage the hiring of particular races is not the logical determinant of whether the regulation calls for a racial classification. In Adarand, the challenged regulations did not require or obligate would-be contractors to grant a preference to minority subcontractors. Adarand Constructors, Inc. v. Pena, 515 U.S. 200, 132 L. Ed. 2d 158, 115 S. Ct. 2097 (1995). Rather, the regulations provided a financial incentive to bidding contractors to grant such a preference -- an incentive that contractors were free (at their economic peril) to disregard. Id. at 205-08. Nonetheless, the Supreme Court treated the regulations as a racial classification, and did not even pause to consider the suggestion that the absence of a compelled racial preference makes strict scrutiny inapposite. Because the FCC's regulations at issue here indisputably pressure -- even if they do not explicitly direct or require -- stations to make race-based hiring decisions, under the logic of Adarand, they too must be subjected to strict scrutiny. See also Monterey Mechanical Co. v. Wilson, 125 F.3d 702, 710 (9th Cir. 1997). Judge Tatel contends that the regulations do not provide "incentives" to stations to engage in race-based personnel decisions, but as we explained in our initial decision, Lutheran Church-Missouri Synod, 141 F.3d at 351-52, we think that assertion blinks reality.By insisting on an "obligation or requirement" test, Judge Edwards would make the analytical definition of a classification depend on the degree of government pressure. Yet if the regulations "suggested" an 80% white male workforce, would there be any doubt as to the applicable standard of review? See Monterey Mechanical Co., 125 F.3d at 711. Although an analysis of the degree of government pressure to grant a racial preference would no doubt be significant in evaluating whether a regulation survives strict scrutiny, it is the fact of encouragement -- a fact that no one denies--that makes this regulation a racial classification. Lutheran Church-Missouri Synod v. FCC, 154 F.3d 487, 491-92 (D.C. Cir. 1998) (footnotes omitted). When a service secretary issues formal instructions (paragraph 15 of defendant's answer) that a selection board:
We rather doubt that restricting Adarand to race-based "decision-making" -- as DOJ would have us do -- would save these regulations from strict scrutiny. They affect all kinds of employment decisions. For example, when deciding how to fill job vacancies, the regulations require a station to choose minority-specific referral sources. 47 C.F.R. ' 73.2080(c)(2). Likewise, an employer must conduct a formal analysis of its success in recruiting women and minorities and make decisions about its selection techniques and tests accordingly. 47 C.F.R. ' 73.2080(c)(5). The Justice Department surely cannot be taking the position that these are not decisions, but must be joining the Commission in claiming that these sorts of decisions are just too insignificant to count. Under Title VII, courts have distinguished between "preliminary" and "ultimate" employment decisions. See, e.g., Page v. Bolger, 645 F.2d 227, 233 (4th Cir. 1981) (en banc) (holding that section 717, which forbids the government from discriminating in "personnel actions," does not apply to decisions with no immediate effect on employment.) Even if we thought that some of the requirements of '73.2080(c) -- those which could be described as outreach efforts -- had no real or immediate effect on employment, we are not sure that we would accept the government's premise. While there is a textual basis under Title VII for drawing such a line, the Equal Protection Clause would not seem to admit a de minimis exception.Lutheran Church-Missouri Synod v. FCC, 141 F.3d 344, 351 (D.C. Cir. 1998) Similarly, the defendant's reference to Allen v. Alabama State Bd. of Educ., 164 F.3d 1347 (11th Cir. 1999) (Defendant's Response at 3) which continued a consent decree requiring teacher certification tests that did not "impose an unjustified racially discriminatory impact on African-American teacher candidates" does not support defendant's position. Moreover, that court had a substantial record before it and noted "There is nothing in the record to support the Board's claim that the district court abused its discretion in concluding that it was premature to find that the Board would not return to its former use of discriminatory certification examinations." Allen v. Alabama State Bd. of Educ., 164 F.3d 1347, 1351 (11th Cir. 1999). Defendant's response emphasizes the discussion of the nature of the complaint which took place during the August 1999 hearing on class certification. In particular, defendant focuses on the references to the complaint being a facial attack on the conduct of the board. Defendant's discussion fails to contemplate the fact that if defendant's argument that the instruction is neutral fails, the instruction must be subjected to judicial application of the strict and heightened scrutiny standards. This is as true of a "facial" attack as it is of an "as applied" challenge. It is undisputed that the formal instruction to the reduction in force board explicitly introduced considerations of race and gender. The documents which plaintiffs assert should be added to the record proposed by defendant are documents recording the process that led to the adoption of that instruction, not documents concerning its application. Even before the Adarand decision Supreme Court precedent emphasized the presumptive invalidity of racial classifications: A racial classification, regardless of purported motivation, is presumptively invalid and can be upheld only upon an extraordinary justification. Brown v. Board of Education, 347 U.S. 483, 98 L. Ed. 873, 74 S. Ct. 686; McLaughlin v. Florida, 379 U.S. 184, 13 L. Ed. 2d 222, 85 S. Ct. 283. This rule applies as well to a classification that is ostensibly neutral but is an obvious pretext for racial discrimination. Yick Wo v. Hopkins, 118 U.S. 356, 30 L. Ed. 220, 6 S. Ct. 1064; Guinn v. United States, 238 U.S. 347, 59 L. Ed. 1340, 35 S. Ct. 926; cf. Lane v. Wilson, 307 U.S. 268, 83 L. Ed. 1281, 59 S. Ct. 872; Gomillion v. Lightfoot, 364 U.S. 339, 5 L. Ed.2d 110, 81 S. Ct. 125.Personnel Adm'r of Massachusetts v. Feeney, 442 U.S. 256, 272 (1979)(emphasis added). In seeking to negotiate the contents of the administrative record plaintiffs have simply sought the inclusion of the whole record which defendant has or may assert provides the government's justification for introducing race and gender based processes into the board's deliberations. Moreover, that whole record should include all documents the agency considered in adopting the instruction and not only those on which the agency relied as well as all documents considered by agency officials whose input reached the decision-maker. See, e.g., Olenhouse v. Commodity Credit Corporation, 42 F.3d 1560 (10th Cir. 1994). Plaintiffs respectfully suggest that the just, speedy, and inexpensive determination of this action warrants requiring the defendant to file a record adequate for application of the relevant judicial scrutiny standards. As noted earlier, plaintiffs join in defendant's request for a status conference to discuss his issue. Defendant's counsel has noted he is unavailable until after February 8, 2000. Plaintiffs counsel respectfully requests that the Court schedule the conference on February 9, 14 or 15, or after February 28, 2000 due to travel commitments. Respectfully submitted, February 4, 2000 Of Counsel WILLIAM A. AILEO RR 1, Box 22C Springville, PA 18844 570-278-9703 BARRY P. STEINBERG 1101 Connecticut Avenue, NW Suite 1000 Washington, DC 20036-4374 202-828-2400 Attorney for Plaintiffs CERTIFICATE OF SERVICE I certify under penalty of perjury that on this 4th day of February, 2000, I caused to be placed in the United States Mail (first class mail postage prepaid), copies of plaintiffs' reply to defendant's response to plaintiffs' motion for leave to amend the scheduling order as to the administrative record and plaintiffs' response to defendant's request for a status conference addressed to defendant as follows:Lee J. Freedman Trial Attorney Commercial Litigation Branch Civil Division United States Department of Justice 1100 L Street, N.W. Attn: Classification Unit Room 8012 Washington, D.C. 20530 ____________________ William A. Aileo |
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